Welcome to the North Dakota Securities Department Filing Portal. Use this portal only for the filing types listed below. For any other filing type, please refer to the Department’s website for instructions.

For the following filing types:
  1. Click on your filing type and complete the web form as directed.
  2. Save information as you complete each page of the web form, so you can exit and return to your Draft filing later if needed.
  3. If a signature is required for your filing, an Adobe Sign document will be sent to your email immediately upon completion of the web form.
  4. Instructions for the fee payment for your filing type are included on the web form.
  5. The Learn More button will take you to helpful information on the Department’s website.
BEGIN YOUR FILING
For the following filing types:
  1. Complete and sign the linked pdf form.
  2. Use the OTHER FILING TYPE button below to create your filing record.
  3. Upload your signed pdf form and any other required exhibits.
  4. The Learn More button will take you to helpful information on the Department’s website.
BEGIN YOUR FILING